C-Suite Services


C-Suite Services

Integrous advises Executives whose holdings often include large, and sometimes, concentrated positions of individual equities. We provide strategies to most efficiently affect the sale, exchange, or hedging of such positions:



  • Navigating complex federal securities laws
  • Complying with internal company trading policies
  • Avoiding the potential for allegations of improper insider trading
  • Minimizing negative market perceptions
  • Managing your personal tax liabilities due to the complex nature of transactions involving company stock
  • Managing a concentrated equity position in company stock


Products and Vehicles


10b5-1 Trading Plans

Construct and execute pre-established written plan to buy/sell shares


83(b) Elections

Though Integrous does not offer tax advice, we can work in concert with your tax team, to strategize and possibly execute a plan that best suits your needs

Stock Option Financing Program

Cashless exercise solution allowing clients to exercise options without raising significant amounts of cash


Rule 144 Restricted Stock

We assist in the facilitation and execution of sales of Rule 144 shares


Liquidating Large Public Positions


Integrous, through our association with Wells Fargo Advisors, provides a robust trading platform that uses technology along with a team of experienced traders to respond to changing market conditions. We have direct access to exchanges, algorithms, dark pools, market makers and floor brokers to enhance our execution strategies. With no proprietary trading, our experienced traders are exclusively focused on receiving the best possible executions for our clients through efficient trading strategies that aim to reduce market impact and execution costs. Our suite of available algorithms covers the spectrum from stealth to aggressive participation while using sophisticated short-term price and volume forecasting in an effort to improve executions. We act, as always, with the strictest confidentiality. These are examples of strategies we might employ when executing your trades:

  • Volume participation: Participate in the marketplace at a desired rate (percentage of volume).
  • Dark markets: The logic in the algorithms allows for discovery of hidden liquidity through access to a variety of “dark pools.”
  • Volume weighted average price (VWAP): Designed to trade against a benchmark of the VWAP. Algorithms leverage quantitative techniques to forecast volume and price to match (on a best-efforts basis) their respective benchmarks. Our top priority is excellence in execution and superior service.


*Integrous Financial Strategies and Wells Fargo Advisors Financial Network do not provide tax or legal advice. However we will work with you, your accountant, tax advisor and or lawyer to help you meet your financial goals.





FINRA’s BrokerCheck Obtain more information about our firm and its financial professionals
FINRA’s BrokerCheck Obtain more information about our firm and its financial professionals